{ "updated": "2026-10-26", "methodology": "Every fact links to a vendor page we fetched on the last_verified date. Fields we couldn't confirm are left empty or marked unverified. Sponsorship never changes listings or order.", "categories": [ { "id": "meeting-notes", "name": "Meeting notes & follow-up", "seo": "Best AI notetaker for financial advisors" }, { "id": "compliance", "name": "Compliance & marketing review", "seo": "Best AI compliance software for RIAs" }, { "id": "marketing", "name": "Marketing & content", "seo": "AI marketing tools for financial advisors" }, { "id": "prospecting", "name": "Prospecting & lead gen", "seo": "AI prospecting tools for financial advisors" }, { "id": "crm-addons", "name": "CRM & CRM add-ons", "seo": "AI CRM for financial advisors" }, { "id": "planning", "name": "Financial planning", "seo": "AI financial planning software for advisors" }, { "id": "proposals", "name": "Portfolio & proposal generation", "seo": "AI proposal generation for advisors" }, { "id": "tax", "name": "Tax planning", "seo": "AI tax planning software for advisors" }, { "id": "estate", "name": "Estate planning", "seo": "AI estate planning software for advisors" }, { "id": "document-parsing", "name": "Document parsing & data extraction", "seo": "AI document extraction for wealth managers" }, { "id": "research", "name": "Investment research", "seo": "AI investment research tools for advisors" }, { "id": "client-reporting", "name": "Client reporting", "seo": "AI client reporting for RIAs" }, { "id": "onboarding", "name": "Client onboarding", "seo": "AI client onboarding for advisors" }, { "id": "data", "name": "Data platforms", "seo": "Wealth management data platform with AI" } ], "comparisons": [ [ "finmate", "greminders" ], [ "jump", "finmate" ], [ "incomelab", "rightcapital" ], [ "stratifi", "nitrogen" ], [ "jump", "zocks" ], [ "zocks", "wealthbox" ], [ "jump", "fathom" ], [ "holistiplan", "fpalpha" ], [ "vanilla", "wealthcom" ], [ "hadrius", "redoak" ], [ "fmg", "snappykraken" ], [ "ycharts", "koyfin" ], [ "rightcapital", "hazel" ], [ "finny", "catchlight" ] ], "tools": [ { "id": "jump", "name": "Jump", "url": "https://jump.ai", "categories": [ "meeting-notes", "onboarding", "crm-addons" ], "summary": "AI assistant for advisors that turns meetings, emails and documents into notes, workflows and audit-ready records; separate Onboard (account opening, document intake) and Grow (meeting analytics) products.", "summary_source": "https://jump.ai/", "pricing": "Meet: $100/advisor/mo (free trial offered). Onboard: $50/advisor/mo. Grow: $50/advisor/mo.", "pricing_source": "https://jump.ai/pricing", "pricing_public": true, "integrations": [ "Redtail", "Wealthbox", "Salesforce", "Orion", "Black Diamond", "eMoney", "RightCapital", "Schwab", "Zoom", "Microsoft Teams", "Google Meet", "HubSpot", "Practifi", "Holistiplan", "Box", "Zapier", "Advyzon", "Asset-Map", "Slack", "Webex" ], "integrations_source": "https://jump.ai/integrations", "security": [ "SOC 2 Type II (security page)", "Says recording is optional, not required", "Penetration testing and SSO mentioned on security page" ], "security_source": "https://jump.ai/security", "notes": "Publishes per-advisor prices, which most rivals don't. Says LPL, Osaic and Cetera use it.", "referral": null, "affiliate_url": null, "advisor_specific": true, "last_verified": "2026-10-26" }, { "id": "zocks", "name": "Zocks", "url": "https://www.zocks.io", "categories": [ "meeting-notes", "document-parsing", "crm-addons" ], "summary": "AI assistant for advisors: meeting prep, notes without storing recordings, follow-ups, document data extraction synced to CRM and eMoney, and an MCP connector for Claude/ChatGPT.", "summary_source": "https://www.zocks.io/", "pricing": "Essentials $67, Professional $117, Ultimate $184 per user/mo billed annually ($80 / $140 / $220 billed monthly). Admin assistant seat $25/mo.", "pricing_source": "https://www.zocks.io/pricing", "pricing_public": true, "integrations": [ "Redtail", "Wealthbox", "Salesforce", "Orion", "Black Diamond", "eMoney", "RightCapital", "Zoom", "Microsoft Teams", "Google Meet", "Outlook", "Gmail", "HubSpot", "Practifi", "Holistiplan", "Smarsh", "Global Relay", "Box", "Egnyte", "SharePoint", "Zapier", "Microsoft Dynamics", "Webex", "ChatGPT", "Claude" ], "integrations_source": "https://www.zocks.io/all-integrations", "security": [ "SOC 2 Type II (pricing FAQ)", "Says client conversations are never recorded", "Says no LLMs hold or train on your data" ], "security_source": "https://www.zocks.io/pricing", "notes": "The only meeting tool we checked that publishes monthly and annual prices for every tier. Says it has no meeting caps.", "referral": null, "affiliate_url": null, "advisor_specific": true, "last_verified": "2026-10-26" }, { "id": "zeplyn", "name": "Zeplyn", "url": "https://www.zeplyn.ai", "categories": [ "meeting-notes", "crm-addons" ], "summary": "An 'agentic AI operating system' for wealth firms: captures client intelligence and runs workflows using 50+ specialized agents. Built for enterprise firms.", "summary_source": "https://www.zeplyn.ai/", "pricing": "No public pricing found on the vendor pages we checked (demo/quote).", "pricing_source": "https://www.zeplyn.ai/", "pricing_public": false, "integrations": [], "integrations_source": null, "security": [ "SOC 2 Type II", "Zero data retention", "PII redaction", "SSO/MFA mentioned on security page" ], "security_source": "https://www.zeplyn.ai/security", "notes": "Claims '30+ deep integrations' across CRM, planning, custodial, email and meeting tools but doesn't name them on the homepage (no integrations page found). Unverified: specific integrations.", "referral": null, "affiliate_url": null, "advisor_specific": true, "last_verified": "2026-10-26", "extra": [ { "field": "security", "text": "Off-the-record mode", "source": "https://www.zeplyn.ai/security" } ] }, { "id": "wealthbox", "name": "Wealthbox (CRM + AI Assistant & Notetaker)", "url": "https://www.wealthbox.com", "categories": [ "crm-addons", "meeting-notes" ], "summary": "Advisor CRM with a built-in AI Assistant, agents/playbooks and an AI Notetaker add-on.", "summary_source": "https://www.wealthbox.com/products/ai-assistant/", "pricing": "Basic $59, Pro $75, Premier $99 per user/mo. AI Notetaker add-on intro rate $49/user/mo. 14-day free trial.", "pricing_source": "https://www.wealthbox.com/pricing/", "pricing_public": true, "integrations": [ "Addepar", "Altruist", "Orion", "Black Diamond", "eMoney", "MoneyGuide", "RightCapital", "Schwab", "Fidelity", "Tamarac", "Holistiplan", "Nitrogen", "Asset-Map", "Box", "Dropbox", "Egnyte", "Zapier", "Calendly", "Slack", "Claude" ], "integrations_source": "https://www.wealthbox.com/integrations/", "security": [ "SOC 2 Type II (pricing page)", "SSO mentioned" ], "security_source": "https://www.wealthbox.com/pricing/", "notes": "Wealthbox runs a referral program, but per its terms only current subscribers can join. It isn't an affiliate program for publishers.", "referral": { "type": "customer referral (subscribers only)", "url": "https://www.wealthbox.com/referral-program-terms/" }, "affiliate_url": null, "advisor_specific": true, "last_verified": "2026-10-26" }, { "id": "fathom", "name": "Fathom", "url": "https://www.fathom.ai", "categories": [ "meeting-notes" ], "summary": "General-purpose AI notetaker for Zoom, Google Meet and Microsoft Teams calls. Free for individuals, with CRM updates for teams. Not built for advisors.", "summary_source": "https://www.fathom.ai/", "pricing": "Free plan. Premium $16\u2013$20/user/mo. Team $15\u2013$19 and Business $25\u2013$34/user/mo (2-user minimum). Enterprise: talk to sales.", "pricing_source": "https://www.fathom.ai/pricing", "pricing_public": true, "integrations": [ "Zoom", "Microsoft Teams", "Google Meet", "Salesforce", "HubSpot", "Zapier", "Slack", "ChatGPT", "Claude" ], "integrations_source": "https://www.fathom.ai/integrations", "security": [ "SOC 2 Type II, GDPR and HIPAA mentioned on homepage" ], "security_source": "https://www.fathom.ai/", "notes": "Cheap, but it isn't built for advisors and doesn't list Redtail, Wealthbox or Orion integrations. Check books-and-records and archiving with your CCO first.", "referral": { "type": "partner program (link in footer; terms not checked)", "url": "https://www.fathom.ai/" }, "affiliate_url": null, "advisor_specific": false, "last_verified": "2026-10-26" }, { "id": "hadrius", "name": "Hadrius", "url": "https://www.hadrius.com", "categories": [ "compliance" ], "summary": "AI compliance platform: marketing review, e-comms surveillance, transaction monitoring, firm oversight, filings and CE, for SEC- and FINRA-regulated firms.", "summary_source": "https://www.hadrius.com/", "pricing": "No public pricing found on the vendor pages we checked (demo/quote).", "pricing_source": "https://www.hadrius.com/", "pricing_public": false, "integrations": [], "integrations_source": null, "security": [ "SOC 2 Type II", "Zero-retention AI", "AES-256 encryption", "Penetration testing" ], "security_source": "https://www.hadrius.com/security", "notes": "Backed by Y Combinator and says it serves 1,000+ firms. Runs a partner program (terms not public).", "referral": { "type": "partner program (terms not public)", "url": "https://www.hadrius.com/partner-program" }, "affiliate_url": null, "advisor_specific": true, "last_verified": "2026-10-26" }, { "id": "saifr", "name": "Saifr", "url": "https://saifr.ai", "categories": [ "compliance" ], "summary": "AI agents for marketing compliance review, adverse-media screening and electronic communications surveillance, with versions for wealth, insurance/annuities and banking.", "summary_source": "https://saifr.ai/", "pricing": "No public pricing found on the vendor pages we checked (demo/quote).", "pricing_source": "https://saifr.ai/", "pricing_public": false, "integrations": [], "integrations_source": null, "security": [ "SaifrScreen (its screening product) is SOC 2 Type 2 certified. Not confirmed for SaifrReview." ], "security_source": "https://saifr.ai/saifrscreen-trust-screening", "notes": "Partnerships listed: Microsoft, ServiceNow, Adobe, Superhuman (https://saifr.ai/). Unverified: CRM integrations.", "referral": null, "affiliate_url": null, "advisor_specific": true, "last_verified": "2026-10-26" }, { "id": "luthor", "name": "Luthor", "url": "https://www.luthor.ai", "categories": [ "compliance", "marketing" ], "summary": "Enterprise marketing compliance platform that checks content against FINRA 2210, FTC, UDAAP and internal policies before it's published.", "summary_source": "https://www.luthor.ai/", "pricing": "No public pricing found on the vendor pages we checked (demo/quote).", "pricing_source": "https://www.luthor.ai/", "pricing_public": false, "integrations": [], "integrations_source": null, "security": [ "Mentions AES-256 encryption, zero data retention and PII redaction on homepage" ], "security_source": "https://www.luthor.ai/", "notes": "Covers several industries, not just wealth. Its testimonials include RIAs.", "referral": null, "affiliate_url": null, "advisor_specific": true, "last_verified": "2026-10-26" }, { "id": "redoak", "name": "Red Oak", "url": "https://www.redoak.com", "categories": [ "compliance" ], "summary": "Compliance software for RIAs and broker-dealers: advertising review (including LLM-based 'AI Review'), disclosure management and FINRA registration management.", "summary_source": "https://www.redoak.com/", "pricing": "No public pricing found on the vendor pages we checked (demo/quote).", "pricing_source": "https://www.redoak.com/", "pricing_public": false, "integrations": [ "FINRA AREF filing", "Submission API" ], "integrations_source": "https://www.redoak.com/integrations/", "security": [], "security_source": null, "notes": "Long-standing advertising-review vendor. No security claims found on the homepage we fetched.", "referral": null, "affiliate_url": null, "advisor_specific": true, "last_verified": "2026-10-26" }, { "id": "smarsh", "name": "Smarsh", "url": "https://www.smarsh.com", "categories": [ "compliance" ], "summary": "Archiving, supervision and AI-assisted surveillance for electronic communications across 80+ channels.", "summary_source": "https://www.smarsh.com/", "pricing": "No public pricing found on the vendor pages we checked (demo/quote).", "pricing_source": "https://www.smarsh.com/", "pricing_public": false, "integrations": [], "integrations_source": null, "security": [ "Mentions SEC 17a-4 and FINRA on platform page" ], "security_source": "https://www.smarsh.com/platform/", "notes": "Built for enterprise archiving. Many advisor AI tools (e.g. Zocks) list Smarsh as an integration.", "referral": null, "affiliate_url": null, "advisor_specific": true, "last_verified": "2026-10-26", "extra": [ { "field": "security", "text": "ISO 27001 and SOC 2 Type II-certified controls (cyber-compliance offering)", "source": "https://www.smarsh.com/smb/cyber-compliance/" } ] }, { "id": "globalrelay", "name": "Global Relay", "url": "https://www.globalrelay.com", "categories": [ "compliance" ], "summary": "Compliant archiving, messaging, supervision and eDiscovery, with 'Global Relay AI' for monitoring communications (audio and text in 50+ languages).", "summary_source": "https://www.globalrelay.com/", "pricing": "No public pricing found on the vendor pages we checked (demo/quote).", "pricing_source": "https://www.globalrelay.com/", "pricing_public": false, "integrations": [], "integrations_source": null, "security": [ "SOC 2 Type II, ISO 27001, SEC 17a-4, GDPR and HIPAA mentioned on homepage" ], "security_source": "https://www.globalrelay.com/", "notes": "", "referral": null, "affiliate_url": null, "advisor_specific": true, "last_verified": "2026-10-26", "extra": [ { "field": "integrations", "text": "Zoom (capture)", "source": "https://www.globalrelay.com/solutions/recordkeeping-compliance/" } ] }, { "id": "fmg", "name": "FMG Suite", "url": "https://fmgsuite.com", "categories": [ "marketing" ], "summary": "Websites, content, email and compliant texting (MyRepChat) for advisors, with AI content tools.", "summary_source": "https://fmgsuite.com/", "pricing": "Plans from $178/mo + $994 setup, $418/mo + $3,194 setup and $1,044/mo + $3,494 setup. Done-for-you service from $895/mo + $499 setup.", "pricing_source": "https://fmgsuite.com/pricing/", "pricing_public": true, "integrations": [], "integrations_source": null, "security": [], "security_source": null, "notes": "Setup fees are significant, so count them in first-year cost.", "referral": null, "affiliate_url": null, "advisor_specific": true, "last_verified": "2026-10-26" }, { "id": "snappykraken", "name": "Snappy Kraken", "url": "https://snappykraken.com", "categories": [ "marketing" ], "summary": "Marketing system for advisors with AI-powered campaigns ('Snappy AI'), websites, content, automation and texting.", "summary_source": "https://snappykraken.com/", "pricing": "Websites $199/mo. Marketing automation $199\u2013$299/mo. Texting $99/mo. Bundles $199, $299 and $899/mo on annual terms, plus setup fees of $199\u2013$499.", "pricing_source": "https://snappykraken.com/pricing", "pricing_public": true, "integrations": [ "Redtail", "Wealthbox", "Salesforce", "Black Diamond", "Practifi", "Zapier", "LinkedIn", "SS&C" ], "integrations_source": "https://snappykraken.com/integrations", "security": [ "SOC 2 Type 2", "Says it has FINRA- and SEC-ready approval workflows and archiving" ], "security_source": "https://snappykraken.com/", "notes": "", "referral": null, "affiliate_url": null, "advisor_specific": true, "last_verified": "2026-10-26" }, { "id": "finny", "name": "FINNY", "url": "https://finny.com", "categories": [ "prospecting" ], "summary": "AI 'growth officer' for advisors: prospecting, brand building and lead-to-close workflows.", "summary_source": "https://finny.com/", "pricing": "$50/mo seat, plus 20 bps flat on AUM from clients FINNY sources.", "pricing_source": "https://finny.com/pricing/", "pricing_public": true, "integrations": [], "integrations_source": null, "security": [ "Says it maintains an ongoing SOC 2 Type 2 examination program" ], "security_source": "https://finny.com/", "notes": "The 20 bps fee on assets FINNY sources is ongoing. Model it against your own fee schedule. CCOs may want to review the pay-for-assets structure.", "referral": null, "affiliate_url": null, "advisor_specific": true, "last_verified": "2026-10-26" }, { "id": "catchlight", "name": "Catchlight", "url": "https://catchlight.ai", "categories": [ "prospecting", "crm-addons" ], "summary": "Organic-growth platform that ranks prospects using client insights, with a Salesforce app and a 'Catchlight Connect' lead product.", "summary_source": "https://catchlight.ai/", "pricing": "Small Firms $2,500/yr. One-time Lead Portfolio Analysis $10,000 (up to 2,000 prospects and clients). Enterprise tier for $5B+ AUM firms.", "pricing_source": "https://catchlight.ai/pricing", "pricing_public": true, "integrations": [ "Redtail", "Wealthbox", "Salesforce", "Practifi" ], "integrations_source": "https://catchlight.ai/integrations", "security": [], "security_source": null, "notes": "", "referral": null, "affiliate_url": null, "advisor_specific": true, "last_verified": "2026-10-26" }, { "id": "salesforce", "name": "Salesforce Financial Services Cloud + Agentforce", "url": "https://www.salesforce.com/financial-services/", "categories": [ "crm-addons" ], "summary": "Enterprise CRM for financial services with Agentforce AI agents.", "summary_source": "https://www.salesforce.com/financial-services/artificial-intelligence/", "pricing": "No public pricing found on the vendor pages we checked (demo/quote).", "pricing_source": "https://www.salesforce.com/financial-services/artificial-intelligence/", "pricing_public": false, "integrations": [], "integrations_source": null, "security": [ "SOC 2 Type II, ISO 27001, zero data retention and AES-256 mentioned on Agentforce FS page" ], "security_source": "https://www.salesforce.com/financial-services/artificial-intelligence/", "notes": "Fits enterprise and large RIAs. Expect implementation partner costs.", "referral": null, "affiliate_url": null, "advisor_specific": true, "last_verified": "2026-10-26" }, { "id": "practifi", "name": "Practifi", "url": "https://www.practifi.com", "categories": [ "crm-addons" ], "summary": "CRM for RIAs with a built-in AI assistant, 'Practifi Intelligence'.", "summary_source": "https://www.practifi.com/", "pricing": "No public pricing found on the vendor pages we checked (demo/quote).", "pricing_source": "https://www.practifi.com/", "pricing_public": false, "integrations": [], "integrations_source": null, "security": [], "security_source": null, "notes": "Unverified: pricing, integrations and security (not shown on the homepage we fetched).", "referral": null, "affiliate_url": null, "advisor_specific": true, "last_verified": "2026-10-26" }, { "id": "nitrogen", "name": "Nitrogen", "url": "https://nitrogenwealth.com", "categories": [ "proposals", "planning" ], "summary": "Risk-tolerance scoring, personalized proposals and retirement-readiness tools, with an AI engine across the suite. Formerly Riskalyze (riskalyze.com now redirects to Nitrogen).", "summary_source": "https://nitrogenwealth.com/", "pricing": "Modular 'Centers' on annual terms, e.g. $199/mo, $149/mo and several at $99/mo. Bundle shown at $495/mo.", "pricing_source": "https://nitrogenwealth.com/pricing/", "pricing_public": true, "integrations": [ "Orion", "eMoney", "Schwab", "Envestnet" ], "integrations_source": "https://nitrogenwealth.com/integrations/", "security": [], "security_source": null, "notes": "Claims 50+ integrations. We list only the names we could read on its integrations page.", "referral": null, "affiliate_url": null, "advisor_specific": true, "last_verified": "2026-10-26" }, { "id": "ycharts", "name": "YCharts", "url": "https://ycharts.com", "categories": [ "research", "proposals" ], "summary": "Research and proposal platform for advisors, with 'Y', an AI agent built into YCharts.", "summary_source": "https://ycharts.com/", "pricing": "No public pricing found on the vendor pages we checked (demo/quote).", "pricing_source": "https://ycharts.com/", "pricing_public": false, "integrations": [], "integrations_source": null, "security": [], "security_source": null, "notes": "Offers a free trial. We found no public pricing page (the URLs we tried returned 404s).", "referral": null, "affiliate_url": null, "advisor_specific": true, "last_verified": "2026-10-26" }, { "id": "koyfin", "name": "Koyfin", "url": "https://www.koyfin.com", "categories": [ "research", "client-reporting" ], "summary": "Market data, portfolio analysis and client-ready reports. Has advisor plans with custodian integration.", "summary_source": "https://www.koyfin.com/", "pricing": "Free $0. Plus $39/mo. Premium $79/mo. Advisor Core $209/mo. Higher advisor tier $299/mo. Discount for firms under $100M AUM.", "pricing_source": "https://www.koyfin.com/pricing/", "pricing_public": true, "integrations": [], "integrations_source": null, "security": [], "security_source": null, "notes": "AI features are light compared with the rest of this list. Included because advisors often compare it with YCharts.", "referral": { "type": "affiliate program (% of each paid subscription)", "url": "https://www.koyfin.com/affiliate-program/" }, "affiliate_url": null, "advisor_specific": true, "last_verified": "2026-10-26" }, { "id": "rightcapital", "name": "RightCapital", "url": "https://www.rightcapital.com", "categories": [ "planning" ], "summary": "Financial planning software with 'Iris', an AI planning agent, plus RightIntel firm intelligence and RightExpress prospecting.", "summary_source": "https://www.rightcapital.com/", "pricing": "Basic $149.95, Premium $209.95, Platinum $254.95 per advisor/mo. Assistant access $40/mo.", "pricing_source": "https://www.rightcapital.com/pricing/", "pricing_public": true, "integrations": [ "Redtail", "Wealthbox", "Orion", "Black Diamond", "Addepar", "eMoney", "MoneyGuide", "Schwab", "Fidelity", "Pershing", "Altruist", "Tamarac", "Morningstar", "Advyzon", "SS&C", "Nitrogen" ], "integrations_source": "https://www.rightcapital.com/integrations/", "security": [], "security_source": null, "notes": "", "referral": null, "affiliate_url": null, "advisor_specific": true, "last_verified": "2026-10-26" }, { "id": "conquest", "name": "Conquest Planning", "url": "https://conquestplanning.com", "categories": [ "planning" ], "summary": "Financial planning software marketed as 'Verifiable AI' for delivering advice across client segments.", "summary_source": "https://conquestplanning.com/", "pricing": "Not published. A self-serve offering for independent advisors is listed as coming soon; enterprise is through sales.", "pricing_source": "https://conquestplanning.com/pricing", "pricing_public": false, "integrations": [], "integrations_source": null, "security": [ "SOC 2 Type II & ISO certified" ], "security_source": "https://conquestplanning.com/pricing", "notes": "Built for institutions. Unverified: integrations.", "referral": null, "affiliate_url": null, "advisor_specific": true, "last_verified": "2026-10-26" }, { "id": "hazel", "name": "Hazel AI (Altruist)", "url": "https://www.hazel.ai", "categories": [ "tax", "planning" ], "summary": "AI platform from Altruist with agents for financial planning, tax planning (reads tax returns), admin and client work.", "summary_source": "https://www.hazel.ai/", "pricing": "Hazel Platform $60/seat/mo. Tax Planning Agent $160/seat/mo. Financial Planning Agent $300/seat/mo.", "pricing_source": "https://www.hazel.ai/pricing", "pricing_public": true, "integrations": [], "integrations_source": null, "security": [], "security_source": null, "notes": "Owned by Altruist (custodian/broker-dealer). The site discloses Altruist earns revenue from advisors using its software.", "referral": null, "affiliate_url": null, "advisor_specific": true, "last_verified": "2026-10-26" }, { "id": "holistiplan", "name": "Holistiplan", "url": "https://www.holistiplan.com", "categories": [ "tax", "document-parsing" ], "summary": "Reads client tax returns to build tax-planning reports, plus estate and insurance planning.", "summary_source": "https://www.holistiplan.com/", "pricing": "Annual, tiered by households. Basic Tax from $749/yr (30 HH) to $11,049/yr (750 HH). Premium Tax from $1,499/yr (30 HH).", "pricing_source": "https://www.holistiplan.com/pricing/", "pricing_public": true, "integrations": [ "Redtail", "Wealthbox", "Nitrogen", "Asset-Map" ], "integrations_source": "https://www.holistiplan.com/platform/integrations/", "security": [ "SOC 2 Type II", "MFA" ], "security_source": "https://www.holistiplan.com/pricing/", "notes": "Its referral program pays existing customers a $200 gift card per new customer. It's for customers, not an affiliate program for publishers.", "referral": { "type": "customer referral ($200 gift card)", "url": "https://www.holistiplan.com/partners/referral-program/" }, "affiliate_url": null, "advisor_specific": true, "last_verified": "2026-10-26" }, { "id": "fpalpha", "name": "FP Alpha", "url": "https://fpalpha.com", "categories": [ "tax", "document-parsing", "planning" ], "summary": "AI that 'reads' client financial documents (tax returns, estate documents, insurance policies), summarizes key data and flags planning opportunities.", "summary_source": "https://fpalpha.com/", "pricing": "All-in-one $1,995/yr. Tax from $1,125 (75 credits). Estate from $1,790 (10 credits). Insurance from $870 (30 credits).", "pricing_source": "https://fpalpha.com/pricing/", "pricing_public": true, "integrations": [ "Redtail", "Wealthbox", "Salesforce", "eMoney" ], "integrations_source": "https://fpalpha.com/pricing/", "security": [], "security_source": null, "notes": "Prices some modules with credits. Estimate your volume before you buy.", "referral": null, "affiliate_url": null, "advisor_specific": true, "last_verified": "2026-10-26" }, { "id": "vanilla", "name": "Vanilla", "url": "https://www.justvanilla.com", "categories": [ "estate", "document-parsing" ], "summary": "Estate planning software for advisors: AI-built estate summaries, document creation and scenario modeling.", "summary_source": "https://www.justvanilla.com/", "pricing": "No public pricing found on the vendor pages we checked (demo/quote).", "pricing_source": "https://www.justvanilla.com/", "pricing_public": false, "integrations": [ "Salesforce", "Orion", "Black Diamond", "Addepar", "eMoney" ], "integrations_source": "https://www.justvanilla.com/product-integrations", "security": [ "Says it has completed four consecutive SOC 2 Type II audits with zero findings", "AES-256, SSO and MFA mentioned on integrations page" ], "security_source": "https://www.justvanilla.com/", "notes": "Has a pricing page, but we found no dollar amounts on it.", "referral": null, "affiliate_url": null, "advisor_specific": true, "last_verified": "2026-10-26" }, { "id": "wealthcom", "name": "Wealth.com", "url": "https://www.wealth.com", "categories": [ "estate", "tax", "document-parsing" ], "summary": "Estate and tax planning in one AI platform: generates documents, analyzes returns and models strategies.", "summary_source": "https://www.wealth.com/", "pricing": "Not published ('Inquire for Pricing').", "pricing_source": "https://www.wealth.com/pricing/", "pricing_public": false, "integrations": [ "Salesforce", "Wealthbox", "Redtail", "Advyzon", "eMoney", "Orion", "Addepar", "Black Diamond", "Schwab" ], "integrations_source": "https://www.wealth.com/", "security": [ "SOC 2 Type II", "Data encrypted at rest and in transit, stored in the U.S." ], "security_source": "https://www.wealth.com/pricing/", "notes": "Advyzon sync is confirmed on https://www.wealth.com/integrations/.", "referral": null, "affiliate_url": null, "advisor_specific": true, "last_verified": "2026-10-26", "extra": [ { "field": "security", "text": "SOC 2 Type 2 audit", "source": "https://www.wealth.com/privacy-and-security/" } ] }, { "id": "orion", "name": "Orion (Denali AI)", "url": "https://orion.com", "categories": [ "client-reporting", "crm-addons", "planning" ], "summary": "All-in-one advisor platform (CRM, planning, portfolio accounting, trading, compliance) with Denali AI.", "summary_source": "https://orion.com/", "pricing": "Orion Compliance (employee & firm oversight): $8,500/yr for up to 10 users, plus $200/user/yr. Core portfolio and reporting pricing isn't published.", "pricing_source": "https://orion.com/advisor-tech/compliance/plans", "pricing_public": true, "integrations": [ "Salesforce", "Redtail" ], "integrations_source": "https://orion.com/", "security": [ "Says it holds ISO/IEC 42001 certification for AI (homepage)", "Says 'Orion maintains SOC 2 compliance'" ], "security_source": "https://orion.com/", "notes": "Enterprise platform. Its AI product page URL returned a 404 on our check.", "referral": null, "affiliate_url": null, "advisor_specific": true, "last_verified": "2026-10-26", "extra": [ { "field": "integrations", "text": "Altruist", "source": "https://orion.com/integrations" } ] }, { "id": "canoe", "name": "Canoe Intelligence", "url": "https://canoeintelligence.com", "categories": [ "document-parsing", "client-reporting" ], "summary": "Automated document collection and data extraction for alternative investments (capital calls, distribution notices, capital account statements), with 'Canoe AI' trained on alts. Acquired by Bloomberg.", "summary_source": "https://canoeintelligence.com/", "pricing": "No public pricing found on the vendor pages we checked (demo/quote).", "pricing_source": "https://canoeintelligence.com/", "pricing_public": false, "integrations": [ "Addepar", "Orion", "Black Diamond", "Tamarac" ], "integrations_source": "https://canoeintelligence.com/", "security": [], "security_source": null, "notes": "Integrations are names that appear on the homepage. Confirm with Canoe.", "referral": null, "affiliate_url": null, "advisor_specific": true, "last_verified": "2026-10-26" }, { "id": "milemarker", "name": "Milemarker", "url": "https://www.milemarker.co", "categories": [ "data", "crm-addons" ], "summary": "Wealth-management data platform that unifies custodian, CRM and planning data so a firm can run AI, reporting and automation on it.", "summary_source": "https://www.milemarker.co/", "pricing": "No public pricing found on the vendor pages we checked (demo/quote).", "pricing_source": "https://www.milemarker.co/", "pricing_public": false, "integrations": [], "integrations_source": null, "security": [ "SOC 2 Type II", "SSO", "GDPR mentioned" ], "security_source": "https://www.milemarker.co/", "notes": "", "referral": null, "affiliate_url": null, "advisor_specific": true, "last_verified": "2026-10-26" }, { "id": "docked", "name": "Docked", "url": "https://docked.ai", "categories": [ "onboarding" ], "summary": "Client onboarding where your own AI agent completes setup tasks in client accounts after the client approves.", "summary_source": "https://docked.ai/", "pricing": "Free for one operator, no credit card required. AI-provider charges are separate.", "pricing_source": "https://docked.ai/", "pricing_public": true, "integrations": [], "integrations_source": null, "security": [], "security_source": null, "notes": "Not built for advisors; it's a general onboarding tool. 'Bring your own AI agent' means your firm's AI policy applies.", "referral": null, "affiliate_url": null, "advisor_specific": false, "last_verified": "2026-10-26" }, { "id": "finmate", "name": "FinMate AI", "url": "https://www.finmate.ai", "categories": [ "meeting-notes" ], "summary": "AI notetaker for advisors (pre-meeting scripts, summaries, action items, compliance-ready notes), plus agentic workflow automation.", "summary_source": "https://www.finmate.ai/", "pricing": "Standard $39/mo billed annually (unlimited hours, CRM integrations, free trial). Enterprise: custom.", "pricing_source": "https://www.finmate.ai/pricing", "pricing_public": true, "integrations": [ "Salesforce", "Redtail", "Wealthbox", "Google Calendar", "Outlook", "Zoom" ], "integrations_source": "https://www.finmate.ai/", "security": [ "SOC 2 Type 2", "Cyber insurance via WTW and Coalition", "Penetration testing" ], "security_source": "https://www.finmate.ai/", "notes": "The lowest published price among the advisor-specific notetakers we list.", "referral": null, "affiliate_url": null, "advisor_specific": true, "last_verified": "2026-10-26" }, { "id": "greminders", "name": "GReminders", "url": "https://greminders.com", "categories": [ "meeting-notes" ], "summary": "Scheduling, reminders and AI notetaking for advisors, running inside Redtail, Wealthbox and Advyzon.", "summary_source": "https://greminders.com/", "pricing": "Essentials from $69/mo (AI notetaking, scheduling, reminders, compliance). Next tier from $132/mo.", "pricing_source": "https://greminders.com/pricing/", "pricing_public": true, "integrations": [ "Redtail", "Wealthbox", "Salesforce", "Advyzon", "HubSpot", "Practifi", "Outlook", "Google Calendar", "Zoom", "Microsoft Teams" ], "integrations_source": "https://greminders.com/integrations", "security": [ "Says 'GReminders and its Data Center Provider' meet ISO 27001 and SOC 1/2/3 Type II", "HIPAA BAA available" ], "security_source": "https://greminders.com/security", "notes": "The security wording bundles GReminders with its data-center provider. Ask for GReminders' own report.", "referral": null, "affiliate_url": null, "advisor_specific": true, "last_verified": "2026-10-26" }, { "id": "finturk", "name": "FinTurk", "url": "https://www.finturk.com", "categories": [ "crm-addons", "meeting-notes" ], "summary": "AI-native CRM for RIAs with an AI meeting notetaker, automation builder and dashboards.", "summary_source": "https://www.finturk.com/", "pricing": "Pro $90/user/mo billed annually ($99 quarterly), includes $10 AI credits. Max $135/user/mo billed annually ($149 quarterly), unlimited AI.", "pricing_source": "https://www.finturk.com/pricing", "pricing_public": true, "integrations": [ "Orion", "Gmail", "Outlook", "Google Calendar" ], "integrations_source": "https://www.finturk.com/", "security": [ "SOC 2 Type II compliant" ], "security_source": "https://www.finturk.com/", "notes": "It's a CRM itself, so it replaces Redtail, Wealthbox or Practifi rather than plugging into them.", "referral": null, "affiliate_url": null, "advisor_specific": true, "last_verified": "2026-10-26" }, { "id": "thetalake", "name": "Theta Lake", "url": "https://thetalake.com", "categories": [ "compliance" ], "summary": "Compliance and security for unified communications (voice, mobile messaging, video), with ML classifiers for SEC/FINRA risks and a real-time compliance advisor.", "summary_source": "https://thetalake.com/", "pricing": "No public pricing found on the vendor pages we checked (demo/quote).", "pricing_source": "https://thetalake.com/", "pricing_public": false, "integrations": [], "integrations_source": null, "security": [ "SOC 2 Type 2-audited", "ISO 27001", "SEC 17a-4 WORM-compliant archive" ], "security_source": "https://thetalake.com/products/security/", "notes": "", "referral": null, "affiliate_url": null, "advisor_specific": true, "last_verified": "2026-10-26" }, { "id": "addepar", "name": "Addepar", "url": "https://addepar.com", "categories": [ "client-reporting", "data" ], "summary": "Wealth data and reporting platform with native AI ('Addison' answers portfolio questions), alternatives data management and Navigator scenario modeling.", "summary_source": "https://addepar.com/", "pricing": "No public pricing found on the vendor pages we checked (demo/quote).", "pricing_source": "https://addepar.com/", "pricing_public": false, "integrations": [], "integrations_source": null, "security": [ "Publishes a SOC 3 report (the public summary of a SOC 2 audit)" ], "security_source": "https://addepar.com/", "notes": "Built for large RIAs and family offices. Unverified: specific CRM integrations.", "referral": null, "affiliate_url": null, "advisor_specific": true, "last_verified": "2026-10-26" }, { "id": "advyzon", "name": "Advyzon (Advyzon AI)", "url": "https://www.advyzon.com", "categories": [ "client-reporting", "crm-addons", "meeting-notes" ], "summary": "All-in-one platform (portfolio management, reporting, billing, CRM, document vault, rebalancing, client portal) with Advyzon AI for meeting prep, follow-ups and reporting.", "summary_source": "https://www.advyzon.com/advyzon-ai/", "pricing": "No public pricing found on the vendor pages we checked (demo/quote).", "pricing_source": "https://www.advyzon.com/advyzon-ai/", "pricing_public": false, "integrations": [], "integrations_source": null, "security": [], "security_source": null, "notes": "It's a CRM and reporting platform itself. No security certification found on the pages checked.", "referral": null, "affiliate_url": null, "advisor_specific": true, "last_verified": "2026-10-26" }, { "id": "altruist", "name": "Altruist", "url": "https://altruist.com", "categories": [ "client-reporting" ], "summary": "Custodian plus software for independent RIAs: commission-free trading and integrated portfolio and reporting tools. Hazel AI is its AI arm (listed separately).", "summary_source": "https://altruist.com/", "pricing": "No public pricing found on the vendor pages we checked (demo/quote).", "pricing_source": "https://altruist.com/", "pricing_public": false, "integrations": [ "Redtail", "Wealthbox", "Salesforce", "Advyzon", "eMoney", "RightCapital", "MoneyGuide", "Vise", "StratiFi", "SmartRIA" ], "integrations_source": "https://altruist.com/integrations/", "security": [ "SOC 2 Type 2 examination by an independent AICPA auditor" ], "security_source": "https://altruist.com/legal/security/", "notes": "Trades are $0 commission (https://altruist.com/). Software or platform fees weren't confirmed.", "referral": null, "affiliate_url": null, "advisor_specific": true, "last_verified": "2026-10-26" }, { "id": "emoney", "name": "eMoney Advisor", "url": "https://emoneyadvisor.com", "categories": [ "planning" ], "summary": "Cash-flow planning platform with client portal, aggregation, CoPlanner and advisor analytics. A Fidelity Investments company.", "summary_source": "https://emoneyadvisor.com/", "pricing": "No public pricing found on the vendor pages we checked (demo/quote).", "pricing_source": "https://emoneyadvisor.com/", "pricing_public": false, "integrations": [], "integrations_source": null, "security": [ "Annual SOC 2 audit" ], "security_source": "https://emoneyadvisor.com/security/", "notes": "Lists Plus, Pro, Premier and Enterprise plans without prices. Says it has 25+ integration partners, but we didn't extract the list. We didn't confirm specific AI features.", "referral": null, "affiliate_url": null, "advisor_specific": true, "last_verified": "2026-10-26" }, { "id": "incomelab", "name": "Income Lab", "url": "https://incomelaboratory.com", "categories": [ "planning", "tax" ], "summary": "Retirement-income planning with guardrails, an AI Plan Builder, Social Security optimizer and tax tools.", "summary_source": "https://incomelaboratory.com/pricing/", "pricing": "Core $199/mo. Pro $299/mo. Free 14-day trial. Annual billing gets 2 months free.", "pricing_source": "https://incomelaboratory.com/pricing/", "pricing_public": true, "integrations": [ "Redtail", "Wealthbox", "Salesforce", "Schwab", "Fidelity", "Orion", "Black Diamond" ], "integrations_source": "https://incomelaboratory.com/pricing/", "security": [ "SOC 2 Type II" ], "security_source": "https://incomelaboratory.com/pricing/", "notes": "", "referral": null, "affiliate_url": null, "advisor_specific": true, "last_verified": "2026-10-26" }, { "id": "deepvest", "name": "DeepVest", "url": "https://www.deepvest.ai", "categories": [ "planning", "proposals" ], "summary": "AI workspace for RIAs combining planning (PlanLab), proposals and portfolio analysis with multiple analysis agents.", "summary_source": "https://www.deepvest.ai/", "pricing": "$100/advisor/mo for the first 12 months for new and emerging RIAs (12-month term). Standard $500/mo.", "pricing_source": "https://www.deepvest.ai/", "pricing_public": true, "integrations": [ "Wealthbox", "Salesforce", "Zoho" ], "integrations_source": "https://www.deepvest.ai/product/planning", "security": [ "SOC 2 Type II certified" ], "security_source": "https://www.deepvest.ai/", "notes": "", "referral": null, "affiliate_url": null, "advisor_specific": true, "last_verified": "2026-10-26" }, { "id": "assetmap", "name": "Asset-Map", "url": "https://www.asset-map.com", "categories": [ "planning" ], "summary": "Visual financial planning and discovery tool, used standalone or alongside eMoney or MoneyGuidePro.", "summary_source": "https://www.asset-map.com/", "pricing": "Professional $149/mo or $1,699/yr. Elite $199/mo or $2,269/yr. 30-day free trial.", "pricing_source": "https://www.asset-map.com/pricing", "pricing_public": true, "integrations": [ "Orion", "Black Diamond", "Addepar", "eMoney", "RightCapital", "Schwab", "Holistiplan", "Box", "Dropbox" ], "integrations_source": "https://www.asset-map.com/product/integrations", "security": [ "SOC 2 (stated)" ], "security_source": "https://www.asset-map.com/", "notes": "Customer referral: both sides get a $50 Amazon gift card after a referred subscription. We didn't confirm specific AI features.", "referral": { "type": "customer referral ($50 gift card each)", "url": "https://www.asset-map.com/" }, "affiliate_url": null, "advisor_specific": true, "last_verified": "2026-10-26" }, { "id": "fintrx", "name": "FINTRX", "url": "https://www.fintrx.com", "categories": [ "prospecting", "data" ], "summary": "Family office, RIA and bank/trust intelligence database with AI search, an MCP server for Claude, ChatGPT, Gemini and Copilot, and CRM feeds.", "summary_source": "https://www.fintrx.com/", "pricing": "No public pricing found on the vendor pages we checked (demo/quote).", "pricing_source": "https://www.fintrx.com/", "pricing_public": false, "integrations": [ "Salesforce", "HubSpot", "Microsoft Dynamics", "Claude", "ChatGPT" ], "integrations_source": "https://www.fintrx.com/crm-integrations", "security": [ "SOC 2 Type 2 attested" ], "security_source": "https://www.fintrx.com/security", "notes": "MCP/AI connections are listed at https://www.fintrx.com/ai-integration.", "referral": null, "affiliate_url": null, "advisor_specific": true, "last_verified": "2026-10-26" }, { "id": "levitate", "name": "Levitate", "url": "https://www.levitate.ai", "categories": [ "marketing", "prospecting" ], "summary": "Relationship marketing for advisors and other professionals: personal-feeling email, social, texting, websites and AI.", "summary_source": "https://www.levitate.ai/", "pricing": "No public pricing found on the vendor pages we checked (demo/quote).", "pricing_source": "https://www.levitate.ai/", "pricing_public": false, "integrations": [ "Redtail", "Salesforce", "Wealthbox", "QuickBooks" ], "integrations_source": "https://www.levitate.ai/integrations", "security": [], "security_source": null, "notes": "Serves several professions, not just advisors. No security certification found on the pages checked.", "referral": null, "affiliate_url": null, "advisor_specific": true, "last_verified": "2026-10-26" }, { "id": "bento", "name": "Bento Engine", "url": "https://www.bentoengine.com", "categories": [ "prospecting", "marketing" ], "summary": "Proactive advice content and next-best-action alerts tied to client milestones (Life in Numbers, Life Events, Children & Wealth), delivered through your CRM.", "summary_source": "https://www.bentoengine.com/packages-and-pricing/", "pricing": "Per lead advisor: Starter $149/mo ($1,499/yr), Plus $199/mo, Premium $249/mo ($2,499/yr). Website lead tool $3,000/yr (under 10k visitors) or $5,000/yr (10k\u201330k).", "pricing_source": "https://www.bentoengine.com/packages-and-pricing/", "pricing_public": true, "integrations": [], "integrations_source": null, "security": [], "security_source": null, "notes": "Specific CRMs unverified: the pricing page only says 'seamless integration with your CRM'. No security certification found.", "referral": null, "affiliate_url": null, "advisor_specific": true, "last_verified": "2026-10-26" }, { "id": "stratifi", "name": "StratiFi", "url": "https://www.stratifi.com", "categories": [ "proposals", "compliance", "document-parsing" ], "summary": "Risk analysis and proposals with AI statement scanning and automated compliance monitoring (ComplianceIQ).", "summary_source": "https://stratifi.com/", "pricing": "Essential $5,995/yr (500 accounts). Premium $16,995/yr (1,500 accounts). Platinum $39,995/yr.", "pricing_source": "https://www.stratifi.com/pricing", "pricing_public": true, "integrations": [ "Redtail", "Salesforce", "Wealthbox", "MoneyGuide", "Envestnet", "Fidelity", "Pershing", "Altruist", "Schwab" ], "integrations_source": "https://www.stratifi.com/integrations", "security": [], "security_source": null, "notes": "No security certification found on the pages checked.", "referral": null, "affiliate_url": null, "advisor_specific": true, "last_verified": "2026-10-26" }, { "id": "vise", "name": "Vise", "url": "https://www.vise.com", "categories": [ "proposals", "tax", "client-reporting" ], "summary": "AI investment platform: personalized portfolios, direct indexing and SMAs, daily tax-loss harvesting, tax-budget-aware rebalancing and AI reporting, without changing custodians.", "summary_source": "https://www.vise.com/", "pricing": "No public pricing found on the vendor pages we checked (demo/quote).", "pricing_source": "https://www.vise.com/", "pricing_public": false, "integrations": [ "Schwab", "Fidelity", "Pershing", "Goldman Sachs Custody Solutions", "Raymond James", "Altruist" ], "integrations_source": "https://www.vise.com/", "security": [], "security_source": null, "notes": "The integrations listed are supported custodians. No security certification found on the pages checked.", "referral": null, "affiliate_url": null, "advisor_specific": true, "last_verified": "2026-10-26" }, { "id": "docupace", "name": "Docupace", "url": "https://www.docupace.com", "categories": [ "onboarding", "document-parsing", "compliance" ], "summary": "Operations platform: document management, new account opening, advisor transitions, ComplianceEdge and Compliance TRACKR disclosure delivery.", "summary_source": "https://www.docupace.com/", "pricing": "No public pricing found on the vendor pages we checked (demo/quote).", "pricing_source": "https://www.docupace.com/", "pricing_public": false, "integrations": [ "Redtail", "Salesforce", "Wealthbox", "Practifi", "Pershing", "PreciseFP", "Pulse360", "OneDrive", "SEI" ], "integrations_source": "https://www.docupace.com/integrations/", "security": [], "security_source": null, "notes": "Its security page didn't state a certification. We didn't confirm specific AI features.", "referral": null, "affiliate_url": null, "advisor_specific": true, "last_verified": "2026-10-26" } ] }